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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-08-18
  • NC RA
    APPROVED
    Since 2016-08-18

Branch Locations

106 2Nd St Nw, Hickory, NC 28601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 07/2014 Present
Suntrust Advisory Services Atlanta GA 08/2016 Present
  • 07/2014 → Present
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
Other Businesses

FELLIOWSHIP OF CHRISTIAN ATHLETES POSITION: Board Member NATURE: I have been asked to become a board member (non-signing, non-officer) for the Western North Carolina Fellowship of Christian Athletes. They meet every other month prior to normal business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: Hickory NC, United States DESCRIPTION: Attendance every other month at a meeting prior to working hours. DAVID & AMY HAYES POSITION: Owner NATURE: Second home in Surfside Beach, SC to be utilized as a short-term vacation rental, but we will have an on-site service handling our unit for this purpose during June-July-August. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: Hickory NC, United States DESCRIPTION: We are using an on-site vacation rental service to handle this for us, no ongoing responsibilities relative to this other than communicating with them. This property is jointly owned with my husband.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-18
S63 Uniform Securities Agent State Law Examination 1986-01-13
  • S65 Uniform Investment Adviser Law Examination
    1991-10-18
  • S63 Uniform Securities Agent State Law Examination
    1986-01-13
Other Names
  • Amy Jane Krohn
  • Amy Jane Krohn

View on SEC IAPD

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