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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-08-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Atlanta | GA | 07/2014 | Present |
| Suntrust Advisory Services | Atlanta | GA | 08/2016 | Present |
FELLIOWSHIP OF CHRISTIAN ATHLETES POSITION: Board Member NATURE: I have been asked to become a board member (non-signing, non-officer) for the Western North Carolina Fellowship of Christian Athletes. They meet every other month prior to normal business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: Hickory NC, United States DESCRIPTION: Attendance every other month at a meeting prior to working hours. DAVID & AMY HAYES POSITION: Owner NATURE: Second home in Surfside Beach, SC to be utilized as a short-term vacation rental, but we will have an on-site service handling our unit for this purpose during June-July-August. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: Hickory NC, United States DESCRIPTION: We are using an on-site vacation rental service to handle this for us, no ongoing responsibilities relative to this other than communicating with them. This property is jointly owned with my husband.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-13 |
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