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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-11 |
Branch Locations
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
1520 N El Camino Real Unit 1, San Clemente, CA 92672 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities Lp | Orange | CA | 01/2004 | 12/2023 |
| Independent Financial Group, Llc | Dana Point | CA | 12/2023 | Present |
(1) HEALTHCARE CHARITIES POSITION: Board Member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: N/A, United States DESCRIPTION: Annually the board members meet and review the financial statements for the charity as required by the charter.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-27 |
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