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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-16 |
| FL | RA | APPROVED | 2013-06-07 |
| NC | RA | APPROVED | 2010-07-02 |
Branch Locations
1499 S Harbor City Blvd Ste 400, Melbourne, FL 32901 • United States
15801 Brixham Hill Ave Ste 100, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
TRUSTEE FOR NEPHEW, INV RELATED, MIAMI, FL, START: 8/24/2010, 1 HOUR A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-27 |
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