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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2020-09-17
OK RA APPROVED 2020-04-08
TX RA APPROVED_RES 2020-04-08
WI RA APPROVED 2020-02-28
  • DC RA
    APPROVED
    Since 2020-09-17
  • OK RA
    APPROVED
    Since 2020-04-08
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • WI RA
    APPROVED
    Since 2020-02-28

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Luxemburg WI 06/2014 01/2019
Bank Of Luxemburg Luxemburg WI 06/2014 01/2019
Raymond James Financial Services Advisors Inc. Luxemburg WI 10/2014 01/2019
Ngl Estate And Funeral Trust Business Luxemburg WI 09/2015 01/2019
Green Bay Packers Green Bay WI 05/2019 01/2020
Shopko Green Bay WI 05/2019 06/2019
Ups Green Bay WI 08/2019 12/2019
Thrivent Appleton WI 02/2020 Present
Bank Of Luxemburg Luxemburg WI 06/2014 01/2019
Raymond James Luxemburg WI 06/2014 01/2020
Thrivent Investment Management Inc Appleton WI 02/2020 Present
  • 06/2014 → 01/2019
    Raymond James Financial Services
    Luxemburg, WI
  • 06/2014 → 01/2019
    Bank Of Luxemburg
    Luxemburg, WI
  • 10/2014 → 01/2019
    Luxemburg, WI
  • 09/2015 → 01/2019
    Ngl Estate And Funeral Trust Business
    Luxemburg, WI
  • 05/2019 → 01/2020
    Green Bay Packers
    Green Bay, WI
  • 05/2019 → 06/2019
    Shopko
    Green Bay, WI
  • 08/2019 → 12/2019
    Ups
    Green Bay, WI
  • 02/2020 → Present
    Thrivent
    Appleton, WI
  • 06/2014 → 01/2019
    Bank Of Luxemburg
    Luxemburg, WI
  • 06/2014 → 01/2020
    Raymond James
    Luxemburg, WI
  • 02/2020 → Present
    Appleton, WI
Previous Registrations
Other Businesses

GREEN BAY PACKERS POSITION: Security Officer-Part Time Seasonal NATURE: The Green Bay Packers are a professional American football team based in Green Bay, Wisconsin. They compete in the National Football League (NFL) as a member club of the National Football Conference (NFC) North division. It is the third-oldest franchise in the NFL, dating back to 1919, and is the only non-profit, community-owned major league professional sports team based in the United States. It is governed by an elected Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 03/18/2020 ADDRESS: 1265 Lombardi Ave, Green Bay WI 54304, United States DESCRIPTION: As a a security officer, we are assisting the Green Bay police department for home games of the Green Bay Packers, other sporting or concert events at Lambeau Field to ensure that fans attending enjoy a safe fun filled experience. Periodically, we will work in the Pro Shop of the stadium to reduce and or eliminate theft of merchandise. Note -Question 4 the Green Bay Packers make investment in property surrounding the stadium and develops it for commercial and residential properties. However, I do not participate and have no knowledge of those activities other than when the general public finds out through standard news organizations . BEST CROWD MANAGEMENT/GARDA WORLD POSITION: Security Guard/Supervisor NATURE: Best Garda World is an event and security firm for sporting events and concerts INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 1699 S Hanley Road, Suite 350, St Louis MO 63144, United States DESCRIPTION: I may either will be a security guard or supervisor primarily for the NFL Draft in April. As a guard my job is customer relations and maintaining order before during and after the event. I would like to extend for the reminder of the year in case there would be an event during a weekend that I could work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-23
S63 Uniform Securities Agent State Law Examination 1983-11-03
  • S65 Uniform Investment Adviser Law Examination
    2014-09-23
  • S63 Uniform Securities Agent State Law Examination
    1983-11-03

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