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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2020-09-17 |
| OK | RA | APPROVED | 2020-04-08 |
| TX | RA | APPROVED_RES | 2020-04-08 |
| WI | RA | APPROVED | 2020-02-28 |
Branch Locations
4321 N Ballard Rd, Appleton, WI 54919 • United States
Green Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Luxemburg | WI | 06/2014 | 01/2019 |
| Bank Of Luxemburg | Luxemburg | WI | 06/2014 | 01/2019 |
| Raymond James Financial Services Advisors Inc. | Luxemburg | WI | 10/2014 | 01/2019 |
| Ngl Estate And Funeral Trust Business | Luxemburg | WI | 09/2015 | 01/2019 |
| Green Bay Packers | Green Bay | WI | 05/2019 | 01/2020 |
| Shopko | Green Bay | WI | 05/2019 | 06/2019 |
| Ups | Green Bay | WI | 08/2019 | 12/2019 |
| Thrivent | Appleton | WI | 02/2020 | Present |
| Bank Of Luxemburg | Luxemburg | WI | 06/2014 | 01/2019 |
| Raymond James | Luxemburg | WI | 06/2014 | 01/2020 |
| Thrivent Investment Management Inc | Appleton | WI | 02/2020 | Present |
GREEN BAY PACKERS POSITION: Security Officer-Part Time Seasonal NATURE: The Green Bay Packers are a professional American football team based in Green Bay, Wisconsin. They compete in the National Football League (NFL) as a member club of the National Football Conference (NFC) North division. It is the third-oldest franchise in the NFL, dating back to 1919, and is the only non-profit, community-owned major league professional sports team based in the United States. It is governed by an elected Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 03/18/2020 ADDRESS: 1265 Lombardi Ave, Green Bay WI 54304, United States DESCRIPTION: As a a security officer, we are assisting the Green Bay police department for home games of the Green Bay Packers, other sporting or concert events at Lambeau Field to ensure that fans attending enjoy a safe fun filled experience. Periodically, we will work in the Pro Shop of the stadium to reduce and or eliminate theft of merchandise. Note -Question 4 the Green Bay Packers make investment in property surrounding the stadium and develops it for commercial and residential properties. However, I do not participate and have no knowledge of those activities other than when the general public finds out through standard news organizations . BEST CROWD MANAGEMENT/GARDA WORLD POSITION: Security Guard/Supervisor NATURE: Best Garda World is an event and security firm for sporting events and concerts INVESTMENT RELATED: No NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 1699 S Hanley Road, Suite 350, St Louis MO 63144, United States DESCRIPTION: I may either will be a security guard or supervisor primarily for the NFL Draft in April. As a guard my job is customer relations and maintaining order before during and after the event. I would like to extend for the reminder of the year in case there would be an event during a weekend that I could work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-03 |
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