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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2021-03-09 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
525 27Th St [Primary Residence], West Palm Beach, FL 33407 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, SOUTHAMPTON, NY, 100% OWNER, START: 2/2012, 0 HOURS PER MONTH, DUTIES: COLLECT RENT. RENTAL PROPERTY; INV RELATED; PALM BEACH GARDENS, FL; 100% OWNERSHIP; START 08/04/14; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES INVOLVE COLLECTING RENT & MAINTAINING THE PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-02 |
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