Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-29
FL RA APPROVED 2013-10-22
  • TX RA
    APPROVED_RES
    Since 2013-10-29
  • FL RA
    APPROVED
    Since 2013-10-22

Branch Locations

500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States

Fort Lauderdale, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fort Lauderdale FL 10/2013 Present
City National Bank Fort Lauderdale FL 04/2017 Present
  • 10/2013 → Present
    Fort Lauderdale, FL
  • 04/2017 → Present
    City National Bank
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

(1) Name of business: Florida Securities Dealers Association Business Description: Definitive voice for the Florida Securities Industry for over 80 years. see website Whether the business is investment-related: no Address: 1928 Commerce Lane, suite 4 Jupiter Florida, 33458 www.floridasecurities.com Capacity: Board of Directors * Start Date: 01/15/00 Duties:Voting board member- Attend conference class and quarterly meeting either by phone or in person Hours devoted per month: 30 minutes/month Hours devoted during securities hours per month: 0 (2) Name of business: 1839 15th- LLC Business Description: Personal Income Properties Whether the business is investment-related: no Address: 115 Ne 12tha Ave. Fort Lauderdale, Florida 33301 Capacity: Owner - Active, Partner Start Date:03/01/04 Duties: Help manage income and expenses of properties Hours devoted per month: 30 minutes/week Hours devoted during securities hours per month: 0 (3) Name of business:Full Court Press on ALS Business Description: Non-Profit Foundation Whether the business is investment-related: no Address:9 Woodstone Dr. Voorhees, N.J> 08043 Capacity: Director Start Date: 06/01/14 Duties:collaborative guidance and fund raising Hours devoted per month: 1 Hours devoted during securities hours per month: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-20
S63 Uniform Securities Agent State Law Examination 1981-08-11
  • S65 Uniform Investment Adviser Law Examination
    1999-04-20
  • S63 Uniform Securities Agent State Law Examination
    1981-08-11
Other Names
  • Kenneth P Cerruto

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Lauderdale, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor