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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-29 |
| FL | RA | APPROVED | 2013-10-22 |
Branch Locations
500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States
Fort Lauderdale, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Lauderdale | FL | 10/2013 | Present |
| City National Bank | Fort Lauderdale | FL | 04/2017 | Present |
(1) Name of business: Florida Securities Dealers Association Business Description: Definitive voice for the Florida Securities Industry for over 80 years. see website Whether the business is investment-related: no Address: 1928 Commerce Lane, suite 4 Jupiter Florida, 33458 www.floridasecurities.com Capacity: Board of Directors * Start Date: 01/15/00 Duties:Voting board member- Attend conference class and quarterly meeting either by phone or in person Hours devoted per month: 30 minutes/month Hours devoted during securities hours per month: 0 (2) Name of business: 1839 15th- LLC Business Description: Personal Income Properties Whether the business is investment-related: no Address: 115 Ne 12tha Ave. Fort Lauderdale, Florida 33301 Capacity: Owner - Active, Partner Start Date:03/01/04 Duties: Help manage income and expenses of properties Hours devoted per month: 30 minutes/week Hours devoted during securities hours per month: 0 (3) Name of business:Full Court Press on ALS Business Description: Non-Profit Foundation Whether the business is investment-related: no Address:9 Woodstone Dr. Voorhees, N.J> 08043 Capacity: Director Start Date: 06/01/14 Duties:collaborative guidance and fund raising Hours devoted per month: 1 Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-11 |
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