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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-12-12
  • VA RA
    APPROVED
    Since 2025-12-12

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

2018 Eastwood Road, Wilmington, NC 28403 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Raleigh NC 01/2010 Present
  • 01/2010 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
Previous Registrations
  • 2010-01-25 → 2012-12-31
    Cic Advisers, Llc
    Raleigh, NC
  • 2009-03-13 → 2009-12-17
    Wilmington, NC
  • 2002-12-20 → 2009-03-13
    Ferris, Baker Watts, Llc
    Wilmington, NC
    Wilmington, NC
  • 1994-12-20 → 2003-01-14
    Scott & Stringfellow, Llc
    Wilmington, NC
Other Businesses

1. JUNCTION AT GRETNA, NOT INVESTMENT RELATED, 100 VADEN ST., GRETNA, VA, SHOPPING CENTER, MAJORITY OWNER/MANAGING MEMBER, 1/1/2001, 2 HRS WK, 2 HRS WK DURING BUSINESS HOURS 2. THE LAVALETTE HOUSE, LLC. 105 S. MAIN ST., GRETNA, VA. RENTAL PROPERTY. NOT INVESTMENT RELATED. JOINTLY OWNED WITH REP'S SPOUSE. 3. CAPE FEAR INVESTMENT GROUP. OWNER/MANAGER. DBA NAME FOR INVESTMENT BUSINESS. 2018 EASTWOOD ROAD, WILMINGTON, NC 28403. ACTIVITY IS INVESTMENT RELATED. 40+ HRS/WEEK, MOST OF THAT DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-19
S63 Uniform Securities Agent State Law Examination 1983-12-03
  • S65 Uniform Investment Adviser Law Examination
    1994-12-19
  • S63 Uniform Securities Agent State Law Examination
    1983-12-03

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