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Herbert Nelson Messick

Cetera Investment Advisers LLC

Whittier, CA

Whittier, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

15141 E Whittier Blvd Ste 550, Whittier, CA 90603 • United States

Whittier, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Whittier CA 07/1973 Present
Quantum Econometrics, Llc Whittier CA 05/2012 12/2023
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 07/1973 → Present
    Self-Employed
    Whittier, CA
  • 05/2012 → 12/2023
    Quantum Econometrics, Llc
    Whittier, CA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-05-04 → 2023-11-22
    Quantum Econometrics, Llc
    Whittier, CA
  • 2005-06-20 → 2014-01-11
    Quantum Econometrics Corp
    Whittier, CA
Other Businesses

1) SALE OF FIXED INSURANCE (LIFE, HEALTH, DIABILITY, ANNUITIES).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-10-25
  • S63 Uniform Securities Agent State Law Examination
    1983-10-25
Designations
Other Names
  • Herbert Nelson Messick

View on SEC IAPD

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