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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-05-15 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
Dobbs Ferry, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*399711 - Amazon; Investment Related - No; Seattle, WA; Wholesale/Distribution; Self published book author (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jun 2020; During Business Hours: 0; After Business Hours: 12; Sales/Marketing, book promotion. * 433696 - ONE-ATE-NINE LLC; Investment related Yes; Dobbs Ferry, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 8; Property Management. * 433716 - 30 LIVINGSTON LLC; Investment related: Yes; Dobbs Ferry; New York; Board Member, Investor (Proprietor, partner, officer, director, employee, trustee, agent); 04/2021 ; During business hours: 0; After business hours: 8 ; Administrative, Check Signing/Funds Disbursements, Accounting/Bookkeeping, Customer Service
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-11-28 |
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