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Ernest Mason Howell

Morgan Stanley

New York, NY

Dobbs Ferry, NY

CRD 251481

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Dobbs Ferry, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*399711 - Amazon; Investment Related - No; Seattle, WA; Wholesale/Distribution; Self published book author (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Jun 2020; During Business Hours: 0; After Business Hours: 12; Sales/Marketing, book promotion. * 433696 - ONE-ATE-NINE LLC; Investment related Yes; Dobbs Ferry, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 8; Property Management. * 433716 - 30 LIVINGSTON LLC; Investment related: Yes; Dobbs Ferry; New York; Board Member, Investor (Proprietor, partner, officer, director, employee, trustee, agent); 04/2021 ; During business hours: 0; After business hours: 8 ; Administrative, Check Signing/Funds Disbursements, Accounting/Bookkeeping, Customer Service

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1979-11-28
  • S63 Uniform Securities Agent State Law Examination
    1979-11-28

View on SEC IAPD

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