Randolph L Oaks

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 03/2025
  Mental Health Peer Connections
  Buffalo, NY
• 02/2016 → 01/2017
  Unemployed
  Kenmore, NY
• 04/2025 → 03/2026
  Unemployed
  Kenmore, NY
• 03/2026 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

Oaktree Realty, LLC- Owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  2025-12-30

Other Names

• Randolph Oaks
• Randy Oaks