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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-11 |
Branch Locations
Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pwc | San Jose | CA | 09/2025 | 11/2025 |
| Kappa Kappa Gamma | Goleta | CA | 09/2024 | 03/2025 |
| Private | San Jose | CA | 03/2020 | 08/2023 |
| Ucsb | San Jose | CA | 08/2023 | 06/2025 |
| Leland High School | San Jose | CA | 01/2015 | 02/2020 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2025 | Present |
| North Star Resource Group | San Diego | CA | 11/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2026 | Present |
1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 11/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SECURITIES, INSURANCE, PLANNING BUSINESS CONDUCTED UNDER THE NORTH STAR BRAND;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-09 |
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