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440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
Branch Locations
440 Louisiana Street Suite 1240, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monex Securities, Inc. | Houston | TX | 01/2017 | 04/2023 |
| Sendero Securities, Llc | San Antonio | TX | 08/2016 | 12/2016 |
| Sendero Wealth Management | San Antonio | TX | 07/2016 | 12/2016 |
| University Of Texas At San Antonio | San Antonio | TX | 07/2014 | 12/2016 |
| Monex Asset Management, Inc. | Houston | TX | 01/2017 | 04/2023 |
| Jpmorgan Chase Bank, Na | Houston | TX | 05/2023 | 09/2025 |
| Jpmorgan Securities Llc | Houston | TX | 05/2023 | 09/2025 |
| Monex Securities, Inc. | Houston | TX | 10/2025 | Present |
| Monex Asset Management, Inc. | Houston | TX | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-20 |
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