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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-10 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| College Of The Holy Cross | Worcester | MA | 01/2024 | 05/2025 |
| Larchmont Yacht Club | Larchmont | NY | 05/2022 | 08/2022 |
| Larchmont Yacht Club | Larchmont | NY | 05/2023 | 08/2023 |
| Unemployed | Yonkers | NY | 05/2025 | 09/2025 |
| Unemployed | Yonkers | NY | 08/2015 | 05/2022 |
| Sports Video Group | New York | NY | 08/2023 | 09/2023 |
| Sports Video Group | New York | NY | 08/2024 | 10/2024 |
| College Of The Holy Cross | Worcester | MA | 06/2024 | 07/2024 |
| Student Programs For Urban Development | Worcester | MA | 09/2022 | 05/2025 |
| Equitable Advisors, Llc. | New York | NY | 09/2025 | 06/2026 |
| Ubs Financial Services Inc. | New York | NY | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-25 |
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