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Thomas Stewart Walker

Ul Wealth LLC

Valdosta, GA

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Current Employers
Ul Wealth Llc

3316 N Oak St Ext, Valdosta, GA 31605 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-22
  • GA RA
    APPROVED
    Since 2025-12-22

Branch Locations

3316 N Oak St Ext, Valdosta, GA 31605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ul Wealth Llc Valdosta GA 11/2024 Present
S&J Water Residual Valdosta GA 03/2024 11/2024
Fisherman Inc. Valdosta GA 01/2016 10/2023
Griffin Chrysler Dodge Valdosta GA 11/2023 02/2024
  • 11/2024 → Present
    Valdosta, GA
  • 03/2024 → 11/2024
    S&J Water Residual
    Valdosta, GA
  • 01/2016 → 10/2023
    Fisherman Inc.
    Valdosta, GA
  • 11/2023 → 02/2024
    Griffin Chrysler Dodge
    Valdosta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-12
  • S65 Uniform Investment Adviser Law Examination
    2025-12-12

View on SEC IAPD

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