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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-07-31
  • GA RA
    APPROVED
    Since 2018-07-31

Branch Locations

3321 North Valdosta Road, Valdosta, GA 31602 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Valdosta GA 08/2016 Present
Wiregrass Investment Management, Llc Valdosta GA 08/2016 06/2018
Newedge Advisors, Llc (Gwm Advisors, Llc) Valdosta GA 06/2018 Present
  • 08/2016 → Present
    Lpl Financial, Llc
    Valdosta, GA
  • 08/2016 → 06/2018
    Wiregrass Investment Management, Llc
    Valdosta, GA
  • 06/2018 → Present
    Newedge Advisors, Llc (Gwm Advisors, Llc)
    Valdosta, GA
Previous Registrations
Other Businesses

(1) 10/5/2017 - Big Sky Transport, Inc. - Not Investment Related - 2630 Indian Ford Rd. Valdosta, GA 31601 - Outside/W-2 Employment - Secretary - Started 10/16/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Other-Transportation Company. (2) 7/5/2018 - GWM Advisors, LLC - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 06/28/2018 - 150 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through GWM Advisors, an independent investment advisor firm. I started this business activity on 7/5/2018. I expect to spend approximately 150 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 7/16/2018 - Southern Point Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/02/2018 - 40 Hours Per Month/40 Hours During Securities Trading. (4) 11/5/2021 - GWM Advisors, LLC - DBA: (Hybrid) NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2021 - 150 Hours Per Month During Securities Trading. (5) 01/18/2022 - NewEdge Advisors, LLC - DBA: (Hybrid) GMS Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/01/2021 - 150 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 11/01/2021 - 150 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 02/13/2023 The Shiver Group LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start 10/01/2022 - 40 Hr/Mo. (8) 07/12/2024 - AMG - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 2 Hours Per Month/ During Trading (9) 08/11/2025 - Big G Partners LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 07/07/2025 - 2 Hours Per Month/ During Trading (10) 08/11/2025 - Birdie Investment Properties LLC - Real Estate Rental - Valdosta, GA - Investment Related - Start date 07/15/2025 - 1 Hour Per Month/ 0 hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-12
  • S63 Uniform Securities Agent State Law Examination
    2000-09-12

View on SEC IAPD

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