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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-08-09
  • GA RA
    APPROVED
    Since 2018-08-09

Branch Locations

3321 North Valdosta Road, Valdosta, GA 31602 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Valdosta GA 08/2016 Present
Wiregrass Investment Management, Llc Valdosta GA 08/2016 06/2018
Gwm Advisors, Llc (Dba: Southern Point Investment Partners) Valdosta GA 06/2018 Present
  • 08/2016 → Present
    Lpl Financial, Llc
    Valdosta, GA
  • 08/2016 → 06/2018
    Wiregrass Investment Management, Llc
    Valdosta, GA
  • 06/2018 → Present
    Gwm Advisors, Llc (Dba: Southern Point Investment Partners)
    Valdosta, GA
Previous Registrations
Other Businesses

(1) 1/3/2017: The Shiver McGahee Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/21/2016 - 0 Hours Per Month. (2) 7/5/2018 - GWM Advisors, LLC - DBA: (Hybrid) Southern Point Investment Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 07/01/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through GWM Advisors, an independent investment advisor firm. I started this business activity on 7/5/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 7/5/2018 - GWM Advisors, LLC - DBA: (Hybrid) GWM Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 07/01/2018 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through GWM Advisors, an independent investment advisor firm. I started this business activity on 7/5/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 7/17/2018 - Southern Point Investment Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/11/2018 - 0 Hours Per Month/0 Hours During Securities Trading. (5) 2/8/2023 - The Shiver Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading (6) 04/22/2024 - AMG - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 5/23/2023 - 2 Hrs/Mo During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-04
  • S63 Uniform Securities Agent State Law Examination
    1988-03-04
Other Names
  • Jimmy Shiver

View on SEC IAPD

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