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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | White Plains | NY | 11/2025 | 06/2026 |
| Citizens Financial Group | Tarrytown | NY | 06/2023 | 11/2025 |
| Foundation Investment Partners | Cleveland | OH | 06/2022 | 08/2022 |
| Colgate University | Hamilton | NY | 08/2019 | 05/2023 |
| Creative Pension Consultants | Albany | NY | 06/2021 | 08/2021 |
| Capcom Fcu | Albany | NY | 06/2021 | 08/2021 |
| Mml Investor Services, Llc | New York | NY | 08/2026 | Present |
| Massmutual Life Insurance Company | New York | NY | 08/2026 | Present |
| Clayton A. Bouton High School | Voorheesville | NY | 09/2015 | 07/2019 |
| Lenox Advisors, Inc. | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-28 |
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