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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-13
  • NY RA
    APPROVED
    Since 2026-03-13

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Ny NY 07/2025 Present
Rockefeller Financial Llc Ny NY 11/2025 Present
Hackley School Tarrytown NY 08/2017 05/2021
Colgate University Hamilton NY 08/2021 05/2025
Scarsdale Middle School Scarsdale NY 09/2014 05/2017
  • 07/2025 → Present
    Rockefeller Capital Management
    Ny, NY
  • 11/2025 → Present
    Ny, NY
  • 08/2017 → 05/2021
    Hackley School
    Tarrytown, NY
  • 08/2021 → 05/2025
    Colgate University
    Hamilton, NY
  • 09/2014 → 05/2017
    Scarsdale Middle School
    Scarsdale, NY
Other Businesses

Name: Collaged Prints LLC Not investment related Address: Greenwich, CT 06830 Nature of Business: sell art (make the art digitally and enlarge onto canvases / prints) Position: Founder, CEO. State date: 02/2025 Hours devoted: about 8-10 hours a month The number of hours I devote to the business during trading hours: 0 (I do it all after work or on weekends for fun) My duties: create and sell custom art pieces

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-13
  • S66 Uniform Combined State Law Examination
    2026-03-13

View on SEC IAPD

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