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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-22
  • TX RA
    APPROVED
    Since 2026-07-22

Branch Locations

9754 Katy Fwy, Houston, TX 77055 • United States

20 Greenway Plz, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sugar Land TX 06/2025 05/2026
Wwi Katy TX 05/2023 05/2025
Bank Mellat Kermanshah 01/2014 01/2018
Capital One Financial Corporation Houston TX 04/2017 05/2017
Unemployed Katy TX 02/2018 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2026 Present
Bank Of America, N.A. Houston TX 08/2026 Present
  • 06/2025 → 05/2026
    Sugar Land, TX
  • 05/2023 → 05/2025
    Wwi
    Katy, TX
  • 01/2014 → 01/2018
    Bank Mellat
    Kermanshah
  • 04/2017 → 05/2017
    Capital One Financial Corporation
    Houston, TX
  • 02/2018 → 04/2023
    Unemployed
    Katy, TX
  • 06/2026 → Present
    Houston, TX
  • 08/2026 → Present
    Bank Of America, N.A.
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-11
S65 Uniform Investment Adviser Law Examination 2024-04-02
  • S63 Uniform Securities Agent State Law Examination
    2025-08-11
  • S65 Uniform Investment Adviser Law Examination
    2024-04-02
Other Names
  • Sara Abasi

View on SEC IAPD

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