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Cindy Duan

Wealthspire Advisors

New York, NY

CRD 8112560

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Employer firm

Wealthspire Advisors CRD 106181

$34.3B regulatory AUM 400 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-21
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zs Associates Evanston IL 08/2015 05/2018
Homemaker/Student At The Wharton School Philadelphia PA 05/2018 05/2020
Gsk (Glaxosmithkline) Philadelphia PA 05/2020 05/2024
Wealthspire Advisors New York NY 04/2025 Present
Homemaker New York NY 05/2024 04/2025
  • 08/2015 → 05/2018
    Zs Associates
    Evanston, IL
  • 05/2018 → 05/2020
    Homemaker/Student At The Wharton School
    Philadelphia, PA
  • 05/2020 → 05/2024
    Gsk (Glaxosmithkline)
    Philadelphia, PA
  • 04/2025 → Present
    Wealthspire Advisors
    New York, NY
  • 05/2024 → 04/2025
    Homemaker
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-19
  • S65 Uniform Investment Adviser Law Examination
    2025-07-19

View on SEC IAPD

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