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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-02 |
| VA | RA | APPROVED | 2026-01-08 |
| AL | RA | APPROVED | 2026-01-07 |
| LA | RA | APPROVED | 2026-01-07 |
| GA | RA | APPROVED | 2020-01-07 |
| NC | RA | APPROVED | 2020-01-06 |
| TX | RA | APPROVED_RES | 2020-01-06 |
| SC | RA | APPROVED | 2017-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Irmo | SC | 08/2016 | Present |
| Bluecross Blueshield Of South Carolina | Columbia | SC | 11/2015 | 09/2016 |
| Independent Advisor Alliance, Llc | Irmo | SC | 11/2016 | Present |
1) 11/2/2016 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 9/6/2016 - 173 Hours Per Month/6.5 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 03/16/2015. I expect to spend approximately 173 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 5/16/2017: Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 07/01/2017 - 160 Hours Per Month During Securities Trading. 3) 6/5/2017: Independent Advisor Alliance - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 07/01/2017 - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 6/5/17. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 2/28/2020 - Lewis Holdings, LLC - Investment Related - 429 Crims Creek Way, Irmo, SC 29063 - Real Estate Rental - Started 11/19/2019 - 0 Hours Per Month - Holding company for rental property. 5) 3/9/2020 - Lewis Holdings, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 11/19/2019 - 1 Hour Per Month During Securities Trading - Tax Preparation. 6) 10/18/2021 - SAGE Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/18/2021 - 1 Hour Per Month During Securities Trading 7) 08/24/2023 - Dixon Wells - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/07/2022 - 1 Hour Per Month/ 1 Hour During Trading 8) 05/22/2025 - Dixon Wells (now DBA Vanbridge) - Inv. Related - Insurance Agency - At Reported Business Location(s) - Start Date:12/07/2022 - 1 Hour Per Month/ 1 Hour During Trading 9) 08/15/2025 - Bridgepoint Tax and Accounting LLC - Tax Prep/Accounting/CPA - Inv. Related - At Reported Business Location(s) - Start Date:07/29/2025 - 15 Hour Per Month/ 15 Hour During Trading 10) 12/02/2025 - Other - Book Sales/Author - Not Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-01 |
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