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2905 Ring Road, Elizabethtown, KY 42701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors, Llc | Kentwood | MI | 06/2017 | 02/2018 |
| Legato Insurance Group, Inc. Dba Legato Financial Group, Inc. | Elizabethtown | KY | 06/2013 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 02/2018 | 09/2024 |
| American Financial Education Alliance | Charlotte | NC | 08/2016 | Present |
| Legato Cpas And Advisors, Pllc | Elizabethtown | KY | 12/2022 | Present |
| Lfg Wealth Partners, Llc | Elizabethtown | KY | 03/2024 | Present |
1.) LEGATO INSURANCE GROUP, INC. dba LEGATO FINANCIAL GROUP, INC.; INVESTMENT RELATED; 2935 DOLPHIN DR. STE. 101, ELIZABETHTOWN, KY 42701; INSURANCE SALES AND SERVICE; PRESIDENT; START DATE 06/2013; APPROX 120 HRS/MONTH; APPROX 120 HRS/MONTH DURING TRADING; SALES OF INSURANCE PRODUCTS 2.) AMERICAN FINANCIAL EDUCATION ALLIANCE; INVESTMENT RELATED; 8514 MCALPINE PARK DR. #280, CHARLOTTE, NC 28211; FINANCIAL EDUCATION CLASSES; CHAPTER PRESIDENT; START DATE 08/2016; APPROX 6 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; TEACHING EDUCATIONAL CLASSES 3.) FIRST 48 FINANCIAL EDUCATION ALLIENCE; 127 BROADWAY ST., SONORA, KY 42776; FINANCIAL EDUCATION NON-PROFIT; BOARD MEMBER; START DATE 01/20/2020; APPROX 5 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; INPUT AS A BOARD MEMBER 4.) LEGATO CPAS AND ADVISORS, PLLC POSITION: MEMBER, PRESIDENT; NATURE: TAX PREP AND FILING; INVESTMENT RELATED: No; NUMBER OF HOURS: 20; SECURITIES TRADING HOURS: 15; START DATE: 12/12/2022 ADDRESS: 2905 RING ROAD, ELIZABETHTOWN KY 42701, UNITED STATES; DESCRIPTION: BUILDING THE BRAND, HELPING BUILD THE DELIVERABLES, ADVISING THE OTHER MEMBERS. 5.) JENKINS HOLDINGS Position: Owner since 8/2020 Nature: Not investment-related, this OBA is a holding company for Mr. Jenkins real estate properties. Number of hours: 5 per month. Address: 2905 Ring Rd, Elizabethtown, KY 42701. 6.) 21sr Investments Position: Owner since 5/2025, Nature: Investment-related, 21st Investments in an LLC that Mr. Jenkins uses to invest in various small businesses. The small businesses are not investment-related businesses. Address: 2905 Ring Rd, Elizabethtown, KY, 42701
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-09 |
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