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Joshua Schaff

Charles Schwab & Co., Inc.

Glen Allen, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-17
  • VA RA
    APPROVED
    Since 2026-07-17

Branch Locations

11108 West Broad Street, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Charlotte NC 07/2025 05/2026
Ubs Financial Services, Inc Miamisburg OH 01/2025 05/2025
Full Time Education Dayton OH 08/2021 05/2025
Full Time Education Noblesville IN 08/2017 05/2021
The Hobbs Group P.A Columbia SC 06/2024 08/2024
Full Time Education Carmel IN 08/2014 05/2017
Charles Schwab & Co., Inc. Glen Allen VA 06/2026 Present
Charles Schwab Bank, Ssb Glen Allen VA 06/2026 Present
  • 07/2025 → 05/2026
    Ubs Financial Services, Inc
    Charlotte, NC
  • 01/2025 → 05/2025
    Ubs Financial Services, Inc
    Miamisburg, OH
  • 08/2021 → 05/2025
    Full Time Education
    Dayton, OH
  • 08/2017 → 05/2021
    Full Time Education
    Noblesville, IN
  • 06/2024 → 08/2024
    The Hobbs Group P.A
    Columbia, SC
  • 08/2014 → 05/2017
    Full Time Education
    Carmel, IN
  • 06/2026 → Present
    Charles Schwab & Co., Inc.
    Glen Allen, VA
  • 06/2026 → Present
    Charles Schwab Bank, Ssb
    Glen Allen, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-09
  • S66 Uniform Combined State Law Examination
    2025-01-09

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA

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