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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Washington Court House | OH | 09/2024 | 01/2025 |
| Alabama One | Tuscaloosa | AL | 09/2017 | 08/2024 |
| Regions | Cordova | TN | 10/2016 | 09/2017 |
| Apple One | Memphis | TN | 05/2016 | 10/2016 |
| Alabama One | Tuscaloosa | AL | 08/2014 | 05/2016 |
| Lpl Enterprise | Columbus | OH | 01/2025 | 01/2026 |
| Raymond James Financial Services Inc. | Tuscaloosa | AL | 01/2026 | Present |
| Raymond James Financial Services Advisors Inc. | Tuscaloosa | AL | 01/2026 | Present |
| University Of Alabama | Tuscaloosa | AL | 08/2016 | 12/2024 |
| Shelton State Community College | Tuscaloosa | AL | 08/2012 | 05/2016 |
| Smartbank | Tuscaloosa | AL | 01/2026 | Present |
(1)Name of Business: SmartBank Investment Services Address: 2301 University Blvd, Tuscaloosa, AL, 35401, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/17/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Responsible for handling client investments, trading and record keeping through this entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-05 |
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