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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2024 | Present |
| J.P. Morgan Securities Llc | New York | NY | 10/2024 | Present |
| Citigroup | New York | NY | 01/2010 | 06/2024 |
| Unemployed | New York | NY | 07/2024 | 09/2024 |
Entity Name: Delos Living, LLC Investment related: No "Address: 860 Washington St. 4 Floor New York, NY 10014 https://delos.com/ " Nature of the other business: Health & Wellness Position/Title/Relationship: Owner/Partner Start Date: 02/10/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Delos Living LLC, a company focused on integrating health and wellness technologies into the built environment; they are most notably known for pioneering the WELL Building Standard, which is a certification system for buildings that prioritize occupant health and wellness, managed by their subsidiary, the International WELL Building Institute. Responsibilities: Passive Investor Connection to JPM: WELL Building Standard" Entity Name: Take me to Capri, LLC Investment related: No "Address: 12405 Equine Lane Wellington, FL 33414 https://takemetocapri.com/ " Nature of the other business: Personal Care Position/Title/Relationship: Owner/Partner Start Date: 07/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Company: Exclusive North American importer and distributor for Carthusia fragrances, personal care and home scents candles and diffusers Responsibilities: Passive Investor Connection to JPMorganChase: None"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-24 |
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