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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-29 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unlimited Sports Action | Edgewater | NY | 05/2019 | 09/2023 |
| Interlock Financial | Wilton | CT | 10/2024 | 05/2025 |
| Wealthspire Advisors | New York | NY | 06/2024 | 08/2024 |
| Fairfield Preparatory High School | Fairfield | CT | 03/2023 | 05/2024 |
| Sullivans Quay Bar & Restaurant | Port Washington | NY | 03/2021 | 09/2021 |
| Kestra Investment Services Llc | New York | NY | 07/2025 | 03/2026 |
| Unemployed/School | Port Washington | NY | 01/2015 | 03/2021 |
| Kestra Advisory Services, Llc | New York | NY | 02/2026 | 03/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2026 | 06/2026 |
| Morgan Stanley | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-23 |
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