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Tsuyoshi Niijima

Smbc Asset Management, Inc.

New York, NY

CRD 7983172

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Employer firm

Smbc Asset Management, Inc. CRD 109691

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • RESEARCH MAINLY ON U.S. CORPORATE BOND MARKETS AND ISSUERS.

From the firm’s Form ADV. Read the guides:

Current Employers
Smbc Asset Management, Inc.

277 Park Avenue, 5Th Floor, New York, NY 10172 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-27
  • NY RA
    APPROVED
    Since 2024-09-27

Branch Locations

277 Park Avenue, 5Th Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sumitomo Mitsui Ds Asset Management (Usa) Inc. New York NY 04/2024 10/2024
Sumitomo Mitsui Ds Asset Management Company, Limited Tokyo 04/2019 Present
Sumitomo Mitsui Asset Management Company, Limited Tokyo 05/2018 03/2019
Sumitomo Mitsui Banking Corporation Tokyo 04/2001 04/2018
Smbc Asset Management, Inc. New York NY 06/2025 Present
Sumitomo Mitsui Ds Asset Management (Usa) Inc. New York NY 11/2024 05/2025
  • 04/2024 → 10/2024
    Sumitomo Mitsui Ds Asset Management (Usa) Inc.
    New York, NY
  • 04/2019 → Present
    Sumitomo Mitsui Ds Asset Management Company, Limited
    Tokyo
  • 05/2018 → 03/2019
    Sumitomo Mitsui Asset Management Company, Limited
    Tokyo
  • 04/2001 → 04/2018
    Sumitomo Mitsui Banking Corporation
    Tokyo
  • 06/2025 → Present
    Smbc Asset Management, Inc.
    New York, NY
  • 11/2024 → 05/2025
    Sumitomo Mitsui Ds Asset Management (Usa) Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-08
  • S65 Uniform Investment Adviser Law Examination
    2024-09-08

View on SEC IAPD

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