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Terry John Finger

LPl Enterprise, LLC

Columbus, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

One Easton Oval Suite 550, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Columbus OH 05/2024 11/2024
Everhart Advisors Dublin OH 05/2023 08/2023
Sandridge Country Club Chardon OH 06/2021 08/2021
Pinnacle Woods Paintball Park Chardon OH 05/2018 09/2018
Unemployed Chardon OH 09/2001 05/2018
Unemployed Chardon OH 09/2018 06/2021
Unemployed Chardon OH 08/2021 05/2023
Unemployed Columbus OH 08/2023 05/2024
The Prudential Insurance Company Of America Columbus OH 09/2024 Present
Lpl Enterprise, Llc Columbus OH 11/2024 Present
  • 05/2024 → 11/2024
    Pruco Securities Llc
    Columbus, OH
  • 05/2023 → 08/2023
    Everhart Advisors
    Dublin, OH
  • 06/2021 → 08/2021
    Sandridge Country Club
    Chardon, OH
  • 05/2018 → 09/2018
    Pinnacle Woods Paintball Park
    Chardon, OH
  • 09/2001 → 05/2018
    Unemployed
    Chardon, OH
  • 09/2018 → 06/2021
    Unemployed
    Chardon, OH
  • 08/2021 → 05/2023
    Unemployed
    Chardon, OH
  • 08/2023 → 05/2024
    Unemployed
    Columbus, OH
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Columbus, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-17
  • S66 Uniform Combined State Law Examination
    2024-08-17
Other Names
  • Terry Finger

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDELMAN FINANCIAL ENGINES
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES
SIGNATURE EQUITY PARTNERS, LLC
STRATEGIC ADVISERS LLC
PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
BEVERLY ANN RESSLER
DANIELLE BALL
HEATHER LYNN WITTEN
BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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