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Sergio Garcia

Wedbush Securities Inc.

Pasadena, CA

Pembroke Pines, FL

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-31
  • FL RA
    APPROVED
    Since 2026-03-31

Branch Locations

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Pembroke Pines, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Private Banking International Miami FL 05/2022 09/2022
Wedbush Securities Jersey City NJ 09/2022 Present
Benworth Capital Kendall FL 04/2021 05/2021
Pacific National Bank Miami FL 08/2021 05/2022
Express Pembroke Pines FL 05/2019 08/2019
Florida International University Miami FL 08/2018 05/2022
Archbishop Mccarthy High School Southwest Ranches FL 08/2014 05/2018
  • 05/2022 → 09/2022
    Santander Private Banking International
    Miami, FL
  • 09/2022 → Present
    Wedbush Securities
    Jersey City, NJ
  • 04/2021 → 05/2021
    Benworth Capital
    Kendall, FL
  • 08/2021 → 05/2022
    Pacific National Bank
    Miami, FL
  • 05/2019 → 08/2019
    Express
    Pembroke Pines, FL
  • 08/2018 → 05/2022
    Florida International University
    Miami, FL
  • 08/2014 → 05/2018
    Archbishop Mccarthy High School
    Southwest Ranches, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-21
  • S66 Uniform Combined State Law Examination
    2026-02-21

View on SEC IAPD

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