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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-01-19 |
| SD | RA | APPROVED | 2024-01-19 |
Branch Locations
350 Oak Tree Lane Suite 150, Dakota Dunes, SD 57049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterk Financial Services | Dakota Dunes | SD | 07/2022 | Present |
| Sanford Medical Center | Sioux Falls | SD | 07/2018 | 07/2022 |
| Siouxland Regional Cancer Center | Sioux City | IA | 10/1996 | 07/2018 |
| Woodbury Financial Services Inc | Dakota Dunes | SD | 08/2022 | 01/2024 |
| Osaic Wealth, Inc. | Dakota Dunes | SD | 01/2024 | Present |
1. GIRLS INC. POSITION: Director NATURE: Not-for-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2023 ADDRESS: 500 Main Street, Sioux City IA 51103, United States DESCRIPTION: I serve on this not-for-profit organization's board of directors. We are responsible for governance of the organization, hiring and evaluating the executive director, assisting with fund raising, strategic planning and marketing. 2. SIOUXLAND COMMUNITY FOUNDATION POSITION: Director NATURE: Not-for-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 505 5th Street, Suite 412, Sioux City IA 51101, United States DESCRIPTION: I am a member of the not-for-profit organization's board of directors. We are responsible for governance; hiring, evaluating and firing of the executive director; approving grants and scholarships; marketing and planning. 3. SIOUXLAND COMMUNITY FOUNDATION POSITION: Director NATURE: Not-for-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 4425 Singing Hills Blvd, Ste 100, Sioux City IA 51106, United States DESCRIPTION: I am a member of the not-for-profit organization's board of directors. We are responsible for governance; hiring, evaluating and firing of the executive director; approving grants and scholarships; marketing and planning. 4. STERK FINANCIAL SERVICES POSITION: Registered Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/06/2022 ADDRESS: 350 Oak Tree Lane, Suite 150, Dakota Dunes SD 57049-5457, United States DESCRIPTION: Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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