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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-07
IA RA APPROVED 2020-12-10
TX RA APPROVED 2011-07-21
SD RA APPROVED 2009-05-06
  • FL RA
    APPROVED
    Since 2024-08-07
  • IA RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED
    Since 2011-07-21
  • SD RA
    APPROVED
    Since 2009-05-06

Branch Locations

383 W Steamboat Dr Ste 103, Dakota Dunes, SD 57049-5390 • United States

219 S Main St, Council Bluffs, IA 51503 • United States

Jefferson, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dakota Dunes SD 09/2005 03/2020
Ameriprise Financial Services, Llc Dakota Dunes SD 03/2020 Present
Other Businesses

Independent Insurance Brokering; Fidelity Security Life; 02/07/2012; / Midland National Life Ins. Co.; 10/20/2016; . Business Ownership; CWP, LLC; ; Practice mgmt; 383 W Steamboat Dr. #103 Dakota Dunes, SD 57049, ,; Not Investment-Related; 01/05/2018; 60 hours per month; 60 during trading hours. Board of Directors; Dunes toy boxes condominium association; Board member; 399 Tower Rd , , Dakota Dunes, SD, 57049; Not Investment-Related; 09/24/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Wynstone Homeowner's Association; Board member; P.O. Box 1217, , N SIOUX CITY, SD, 57049; Not Investment-Related; 04/03/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-23
S63 Uniform Securities Agent State Law Examination 1998-09-01
  • S65 Uniform Investment Adviser Law Examination
    1998-09-23
  • S63 Uniform Securities Agent State Law Examination
    1998-09-01
Designations

View on SEC IAPD

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