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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-07 |
| IA | RA | APPROVED | 2020-12-10 |
| TX | RA | APPROVED | 2011-07-21 |
| SD | RA | APPROVED | 2009-05-06 |
Branch Locations
383 W Steamboat Dr Ste 103, Dakota Dunes, SD 57049-5390 • United States
219 S Main St, Council Bluffs, IA 51503 • United States
Jefferson, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dakota Dunes | SD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Dakota Dunes | SD | 03/2020 | Present |
Independent Insurance Brokering; Fidelity Security Life; 02/07/2012; / Midland National Life Ins. Co.; 10/20/2016; . Business Ownership; CWP, LLC; ; Practice mgmt; 383 W Steamboat Dr. #103 Dakota Dunes, SD 57049, ,; Not Investment-Related; 01/05/2018; 60 hours per month; 60 during trading hours. Board of Directors; Dunes toy boxes condominium association; Board member; 399 Tower Rd , , Dakota Dunes, SD, 57049; Not Investment-Related; 09/24/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Wynstone Homeowner's Association; Board member; P.O. Box 1217, , N SIOUX CITY, SD, 57049; Not Investment-Related; 04/03/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-01 |
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