Steven Robert Ballard

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Dakota Dunes, SD
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Dakota Dunes, SD

Other Businesses

Independent Insurance Brokering; Fidelity Security Life; 02/07/2012; / Midland National Life Ins. Co.; 10/20/2016; . Business Ownership; CWP, LLC; ; Practice mgmt; 383 W Steamboat Dr. #103 Dakota Dunes, SD 57049, ,; Not Investment-Related; 01/05/2018; 60 hours per month; 60 during trading hours. Board of Directors; Dunes toy boxes condominium association; Board member; 399 Tower Rd , , Dakota Dunes, SD, 57049; Not Investment-Related; 09/24/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Wynstone Homeowner's Association; Board member; P.O. Box 1217, , N SIOUX CITY, SD, 57049; Not Investment-Related; 04/03/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-23
• S63 Uniform Securities Agent State Law Examination
  1998-09-01

Designations

• Certified Financial Planner