Best Investors
Account
Sign in
Best Investors
Account
Sign in
Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-02-08 |
| IA | RA | APPROVED | 2020-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keith Bales Wealth Advisor Office | Sioux City | IA | 12/2015 | 01/2017 |
| Thrivent Investment Management Inc | Sioux City | IA | 11/2016 | 04/2018 |
| Thrivent Financial | Appleton | WI | 01/2017 | 03/2017 |
| Thrivent Financial | Appleton | WI | 03/2017 | 04/2018 |
| Thrivent Investment Management Inc | Dakota Dunes | SD | 03/2020 | Present |
| Sioux City Public Schools Foundation | Sioux City | IA | 04/2018 | 12/2018 |
| Hobby Lobby | Sioux City | IA | 01/2019 | 03/2020 |
| Keith Bales - Thrivent Financial | Sioux City | IA | 03/2020 | 02/2021 |
| Bill Erck - Thrivent Financial | Sioux City | IA | 02/2021 | 08/2022 |
| Thrivent Financial | Appleton | WI | 08/2022 | Present |
ABSOLUTE MASSAGE & BODYWORK POSITION: Independent contractor/Licensed Massage Therapist NATURE: Licensed Massage Therapist: provide massage therapy to clients as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 02/17/2025 ADDRESS: 2605 Floyd Blvd, Sioux City IA 51104, United States DESCRIPTION: Provide massage therapy as needed by clients 1-2 days per week (weekend) for up to 6 hours per day.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-12 |
Reach out to this advisor