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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-11
  • IL RA
    APPROVED
    Since 2026-08-11

Branch Locations

2021 Spring Rd, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chicago IL 06/2022 10/2024
J Kelly & Associates Jacksonville FL 06/2021 06/2022
Optioncare Health Bannockburn IL 01/2020 06/2021
Chegg Inc Chicago IL 08/2019 01/2021
Lenscrafters Vernon Hills IL 03/2018 07/2019
Charlotte Russe Vernon Hills IL 03/2017 03/2018
University Of Illinois At Chicago Chicago IL 08/2015 05/2019
Sage Private Wealth Group, Llc Oakbrook Terrace IL 10/2024 08/2025
Ae Wealth Management, Llc Topeka KS 02/2026 06/2026
Scott Tucker Solutions, Inc Chicago IL 01/2026 06/2026
Unemployed Lombard IL 09/2025 12/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 07/2026 Present
Bon-Ton Stores, Inc Vernon Hills IL 12/2016 12/2016
Bank Of America, N.A. Oak Brook IL 08/2026 Present
  • 06/2022 → 10/2024
    Chicago, IL
  • 06/2021 → 06/2022
    J Kelly & Associates
    Jacksonville, FL
  • 01/2020 → 06/2021
    Optioncare Health
    Bannockburn, IL
  • 08/2019 → 01/2021
    Chegg Inc
    Chicago, IL
  • 03/2018 → 07/2019
    Lenscrafters
    Vernon Hills, IL
  • 03/2017 → 03/2018
    Charlotte Russe
    Vernon Hills, IL
  • 08/2015 → 05/2019
    University Of Illinois At Chicago
    Chicago, IL
  • 10/2024 → 08/2025
    Oakbrook Terrace, IL
  • 02/2026 → 06/2026
    Topeka, KS
  • 01/2026 → 06/2026
    Scott Tucker Solutions, Inc
    Chicago, IL
  • 09/2025 → 12/2025
    Unemployed
    Lombard, IL
  • 07/2026 → Present
    Oak Brook, IL
  • 12/2016 → 12/2016
    Bon-Ton Stores, Inc
    Vernon Hills, IL
  • 08/2026 → Present
    Bank Of America, N.A.
    Oak Brook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-21
  • S66 Uniform Combined State Law Examination
    2023-03-21
Other Names
  • Syeda H Mahmood
  • Syeda Husnaa Mahmood

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