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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chicago | IL | 06/2022 | 10/2024 |
| J Kelly & Associates | Jacksonville | FL | 06/2021 | 06/2022 |
| Optioncare Health | Bannockburn | IL | 01/2020 | 06/2021 |
| Chegg Inc | Chicago | IL | 08/2019 | 01/2021 |
| Lenscrafters | Vernon Hills | IL | 03/2018 | 07/2019 |
| Charlotte Russe | Vernon Hills | IL | 03/2017 | 03/2018 |
| University Of Illinois At Chicago | Chicago | IL | 08/2015 | 05/2019 |
| Sage Private Wealth Group, Llc | Oakbrook Terrace | IL | 10/2024 | 08/2025 |
| Ae Wealth Management, Llc | Topeka | KS | 02/2026 | 06/2026 |
| Scott Tucker Solutions, Inc | Chicago | IL | 01/2026 | 06/2026 |
| Unemployed | Lombard | IL | 09/2025 | 12/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 07/2026 | Present |
| Bon-Ton Stores, Inc | Vernon Hills | IL | 12/2016 | 12/2016 |
| Bank Of America, N.A. | Oak Brook | IL | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-21 |
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