Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens State Bank | Lena | IL | 01/2010 | 09/2020 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2016 | 09/2020 |
| Cetera Investment Advisers | Lena | IL | 03/2018 | 09/2020 |
| Lpl Financial Llc | Shannon | IL | 09/2020 | Present |
| Midwest Community Bank | Freeport | IL | 09/2020 | 11/2021 |
| First State Bank Shannon-Polo | Shannon | IL | 11/2021 | Present |
1)10/13/2020- GRAIN AND LIVESTOCK FAMILY FARM-Business Owner- Grain and livestock farm- Non-Inv. Related- Pearl City, IL- start date 3/27/2005-0% 2)3/20/2023 - GT Auto Plaza - Investment Related - 311 Pearl City Rd, Pearl City, IL 61062 - Other - Car Dealership - director, secretary/treasurer - Start Date - 01/06/2023 - 4 Hours Per Month/0 Hours During Securities Trading 3) 04/26/2023 - First State Bank Shannon-Polo - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Trust Administration - Start Date 11/01/2021 - 160 Hours Per Month/96 Hours During Securities Trading 4) 05/01/2023 - FSB Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/15/2023 - 80 Hours Per Month/80 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
Reach out to this advisor