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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-11-02 |
Branch Locations
1 South Linn St, Shannon, IL 61078 • United States
24494 East Payne Rd, Shannon, IL 61078 • United States
211 South Division Ave, Polo, IL 61064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First State Bank-Shannon Polo | Shannon | IL | 06/2003 | Present |
| Lpl Financial Llc | Shannon | IL | 11/2010 | Present |
1. 06/12/2012 - Bank - For-Profit Board Member - Not Investment Related - At Reported Business Location(s) - Start Date 4/15/2000 - 2 Hours Per Month 2. 4/29/2019 - FSB Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/16/2019 - 0 Hours Per Month. 3. 04/21/2022 - No Business Name - Investment Related - Marco Island FL 34145 - Real Estate Rental - Start Date 06/21/2018 - 0 Hours Per Month/0 Hours During Securities Trading. 4. 06/04/2024 - CBSC - Non-Inv Related - Springfield, IL - For-Profit Board Member - Started: 4/18/2024 - 8 Hrs/Mo; 0 Hr During Trading. 5. 09/17/2024 - Bank - Financial Institution Duty - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2019 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-26 |
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