Cassandre Rae Mlakar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  First State Bank Shannon-Polo
  Shannon, IL
• 11/2010 → Present
  Lpl Financial, Llc
  Shannon, IL

Other Businesses

1. 07/10/2019 - FSB Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/09/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 10/14/2021 - First State Bank Shannon-Polo-LC - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - Start Date: 09/14/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 3. 05/12/2023 - First State Bank Shannon-Polo-Lake Carroll - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 01/01/2023 - 40 Hours Per Month/30 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-04-25
• S63 Uniform Securities Agent State Law Examination
  2007-09-25

Other Names

• Cassandre Rae Gaul