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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-16 |
| IL | RA | APPROVED | 2013-04-26 |
Branch Locations
1 South Linn St, Shannon, IL 61078 • United States
24494 East Payne Rd, Shannon, IL 61078 • United States
211 South Division Ave., Polo, IL 61064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First State Bank Shannon-Polo | Shannon | IL | 06/2009 | Present |
| Lpl Financial, Llc | Shannon | IL | 11/2010 | Present |
1. 07/10/2019 - FSB Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/09/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 10/14/2021 - First State Bank Shannon-Polo-LC - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - Start Date: 09/14/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 3. 05/12/2023 - First State Bank Shannon-Polo-Lake Carroll - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date 01/01/2023 - 40 Hours Per Month/30 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-25 |
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