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Austin Jerry Stott

LPl Financial LLC

Salt Lake City, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-07-28
  • UT RA
    APPROVED
    Since 2026-07-28

Branch Locations

One South Main Street, Salt Lake City, UT 84133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smashburger Draper UT 10/2016 05/2017
Unemployed Draper UT 05/2017 09/2019
Vivint Provo UT 09/2019 12/2019
Byu Dining Services Provo UT 01/2020 03/2020
Byu First-Year Peer Mentoring Provo UT 03/2020 03/2021
Amazon Salt Lake City UT 04/2020 08/2020
Sandy Club A Safe Place For Boys And Girls Sandy UT 06/2020 08/2020
Lendio Lehi UT 02/2021 05/2021
Sandy Club A Safe Place For Boys And Girls Sandy UT 05/2021 08/2021
Innovative Harbor Provo UT 08/2021 12/2021
Unemployed Draper UT 01/2022 05/2022
Fidelity Investments Salt Lake City UT 05/2022 09/2022
Unemployed Draper UT 06/2012 10/2016
Brigham Young University Provo UT 09/2019 05/2022
Teton Wealth Group Murray UT 07/2023 06/2026
Rise Services, Inc. Orem UT 10/2022 12/2022
Rinsed Lehi UT 01/2023 06/2023
Lpl Financial Salt Lake City UT 07/2026 Present
Zions First National Bank Salt Lake City UT 07/2026 Present
  • 10/2016 → 05/2017
    Smashburger
    Draper, UT
  • 05/2017 → 09/2019
    Unemployed
    Draper, UT
  • 09/2019 → 12/2019
    Vivint
    Provo, UT
  • 01/2020 → 03/2020
    Byu Dining Services
    Provo, UT
  • 03/2020 → 03/2021
    Byu First-Year Peer Mentoring
    Provo, UT
  • 04/2020 → 08/2020
    Amazon
    Salt Lake City, UT
  • 06/2020 → 08/2020
    Sandy Club A Safe Place For Boys And Girls
    Sandy, UT
  • 02/2021 → 05/2021
    Lendio
    Lehi, UT
  • 05/2021 → 08/2021
    Sandy Club A Safe Place For Boys And Girls
    Sandy, UT
  • 08/2021 → 12/2021
    Innovative Harbor
    Provo, UT
  • 01/2022 → 05/2022
    Unemployed
    Draper, UT
  • 05/2022 → 09/2022
    Fidelity Investments
    Salt Lake City, UT
  • 06/2012 → 10/2016
    Unemployed
    Draper, UT
  • 09/2019 → 05/2022
    Brigham Young University
    Provo, UT
  • 07/2023 → 06/2026
    Teton Wealth Group
    Murray, UT
  • 10/2022 → 12/2022
    Rise Services, Inc.
    Orem, UT
  • 01/2023 → 06/2023
    Rinsed
    Lehi, UT
  • 07/2026 → Present
    Lpl Financial
    Salt Lake City, UT
  • 07/2026 → Present
    Zions First National Bank
    Salt Lake City, UT
Previous Registrations
Other Businesses

1. “Investment products and services are offered through LPL Financial LLC using the DBA/trade name Zions Wealth Advisors - Inv Rel - At Reported Business Location (s) - 07/2026”

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-08
S63 Uniform Securities Agent State Law Examination 2022-08-06
  • S65 Uniform Investment Adviser Law Examination
    2023-09-08
  • S63 Uniform Securities Agent State Law Examination
    2022-08-06

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