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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-09-30
  • IL RA
    APPROVED
    Since 2022-09-30

Branch Locations

200 E. Jefferson St, Effingham, IL 62401 • United States

2711 Broadway, Mt. Vernon, IL 62864 • United States

3402 Heartland St., Marion, IL 62959 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Effingham IL 05/2022 Present
Effingham Ophthalmology Associates Effingham IL 11/2021 04/2022
Unemployed Boston MA 05/2015 11/2021
Fifth Third Securities Effingham IL 05/2022 Present
  • 05/2022 → Present
    Fifth Third Bank
    Effingham, IL
  • 11/2021 → 04/2022
    Effingham Ophthalmology Associates
    Effingham, IL
  • 05/2015 → 11/2021
    Unemployed
    Boston, MA
  • 05/2022 → Present
    Fifth Third Securities
    Effingham, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30
Other Names
  • Elizabeth A Kay

View on SEC IAPD

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