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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-29 |
Branch Locations
2220 Briargate Parkway, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ashton Carter | Colorado Springs | CO | 11/2021 | 05/2022 |
| Doordash | Colorado Springs | CO | 04/2020 | 10/2021 |
| Spectrum | Colorado Springs | CO | 10/2019 | 03/2020 |
| Mojave Moon Cafe | Colorado Springs | CO | 05/2019 | 09/2019 |
| First Source | Colorado Springs | CO | 12/2017 | 02/2019 |
| Eco Foam | Colorado Springs | CO | 03/2016 | 11/2017 |
| Old Town Plaza | Colorado Springs | CO | 01/2021 | Present |
| Aston Carter | Colorado Springs | CO | 11/2021 | 05/2022 |
| T. Rowe Price | Colorado Springs | CO | 05/2022 | Present |
(1) Old Town Plaza; Not Investment Related; Address: 2501 W Colorado Ave Colorado Springs, CO. 80904; Building Maintenance (Cleaning); Cleaner; Employee 01/2021; 30 Hours a Month; Basic Cleaning and Maintenance (2) SPOTIFY; NON-INVESTMENT RELATED; MUSIC STREAMING; MUSICIAN; 1/1/2017; 30 HOURS PER MONTH; 0 DURING TRADING; MAKES MUSIC AND RELEASES ON STREAMING PLATFORMS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-23 |
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