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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Miami Lakes | FL | 07/2021 | 10/2022 |
| Primerica Financial Services | Miami Lakes | FL | 07/2021 | 10/2022 |
| Middle Georgia State University | Macon | GA | 08/2018 | Present |
| University Of Findlay | Findlay | OH | 08/2014 | 07/2018 |
| Mml Investors Services, Llc | Macon | GA | 11/2022 | 09/2023 |
| Massmutual Life Insurance Co | Macon | GA | 11/2022 | 09/2023 |
| New York Life | Macon | GA | 10/2023 | 11/2024 |
| Nylife Securities Llc | Macon | GA | 12/2023 | 11/2024 |
| Osaic Fa, Inc. | Denver | CO | 11/2024 | Present |
| Osaic Wealth, Inc. | Denver | CO | 01/2025 | Present |
1)YSY FINANCIAL GROUP, LLC POSITION: Owner NATURE: Legal Entity created to manage tax prepration business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 215 Madilyn Dr, Warner Robbins GA 31088, United States DESCRIPTION: Legal Entity created to manage tax preparation business. 2)YASEEN SALAH ALHAJ YASEEN 100 UNIVERSITY PKWY MACON, GA 31206 CATEGORY: TEACHER INVESTMENT RELATED: NO TITLE: PROFESSOR DUTIES: TEACHING AND CONDUCTING RESEARCH START DATE: 08/2018 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 3. TRUE NORTH WEALTH MANAGEMENT POSITION: Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/20/2024 ADDRESS: 8055 East Tufts Avenue, Suite 1400, Denver CO 80237, United States DESCRIPTION: Assist financial advisors by gathering and analyzing client data, preparing financial plans and reports, conducting product research, and supporting client meetings while ensuring compliance and accurate recordkeeping. 4. AGRIBUSINESS SUCCESSION ADVISORS POSITION: Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2025 ADDRESS: 8055 East Tufts Avenue, Suite 1400, Denver CO 80237, United States DESCRIPTION: Assist financial advisors by gathering and analyzing client data, preparing financial plans and reports, conducting product research, and supporting client meetings while ensuring compliance and accurate recordkeeping.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-17 |
| S65 | Uniform Investment Adviser Law Examination | 2021-01-15 |
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