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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-04 |
| MS | RA | APPROVED | 2017-01-26 |
| TN | RA | APPROVED | 2015-11-02 |
Branch Locations
6126 Poplar Ave, Memphis, TN 38119 • United States
42 S Claybrook St, Memphis, TN 38104 • United States
485 Goodman Rd E, Southaven, MS 38671 • United States
9059 Highway 64, Arlington, TN 38002 • United States
6075 Poplar Ave Ste 650 [Tv-Rbo], Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Memphis | TN | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Memphis | TN | 11/2016 | Present |
BOOK - OK, I'VE GOT N.I.L. MONEY, NOW WHAY? NAVIGATING N.I.L. RELATED FINANCIAL CHALLENGES, NOT INV RELATED, MEMPHIS, TN, AUTHOR, START 8/21/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. BROTHERLY LOVE IN AFFLICTION;NOT INV RELATED; MEMPHIS, TN; BOOK AUTHOR; START DATE: 06/24/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-13 |
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