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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-13
TN RA APPROVED 2024-08-09
  • TX RA
    APPROVED
    Since 2024-08-13
  • TN RA
    APPROVED
    Since 2024-08-09

Branch Locations

8025 Winchester Rd, Memphis, TN 38125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gallatin TN 11/2021 10/2023
Bank Of Bartlett Bartlett TN 04/2012 11/2021
Fidelity Investments Germantown TN 10/2023 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Collierville TN 07/2024 Present
Bank Of America, N.A. Collierville TN 08/2024 Present
Previous Registrations
  • 2023-12-05 → 2024-07-11
    Fidelity Personal And Workplace Advisors
    Germantown, TN
  • 2022-03-02 → 2023-10-18
    Hendersonville, TN
    Lebanon, TN
    Gallatin, TN
    Acworth, GA
    New York, NY
    Hendersonville, TN
    Fairhope, AL
    Gallatin, TN
Other Businesses

I*: 2389294Entity Type: For ProfitName of OBA: W. H.Address: Piperton, TN 38017Investment Related: NoPosition, Title, Association: ownerEmployee Start Date: 05/03/2025Number of Hours: 24 hrs wklyNumber of Hours during trading: 0Duties: Waterfowl, upland and general wildlife hunting guide. I will arrange to take individuals on hunting trips for a fee. The services will be reserved for the weekends or bank observed holidays as not to interfere with work schedule. I will typically work from two hours before sunrise to one hour after sunset on the weekends and bank observed holidays. I will be responsible for meeting clients at designated hunting area and providing guide services. Guide services include the following: transportation to and from hunting location, decoy preparation, game cleaning and occasionally cooking meals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25
Other Names
  • Will Raleigh Havener
  • William R Havener
  • William Raleigh Havener

View on SEC IAPD

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