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Kunyu Chen

Charles Schwab & Co., Inc.

Fremont, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-30
  • CA RA
    APPROVED
    Since 2023-06-30

Branch Locations

3161 Stevenson Blvd, Fremont, CA 94538-2393 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tacoma WA 01/2011 11/2018
University Of The Pacific Stockton CA 11/2018 04/2022
Stifel Stockton CA 10/2021 04/2022
Unemployed Stockton CA 04/2022 05/2022
Charles Schwab & Co., Inc. Fremont CA 12/2022 Present
Charles Schwab Bank, Ssb Fremont CA 11/2023 Present
Td Ameritrade Cupertino CA 05/2022 12/2022
University Of The Pacific Stockton CA 01/2019 04/2022
  • 01/2011 → 11/2018
    Unemployed
    Tacoma, WA
  • 11/2018 → 04/2022
    University Of The Pacific
    Stockton, CA
  • 10/2021 → 04/2022
    Stifel
    Stockton, CA
  • 04/2022 → 05/2022
    Unemployed
    Stockton, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Fremont, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Fremont, CA
  • 05/2022 → 12/2022
    Td Ameritrade
    Cupertino, CA
  • 01/2019 → 04/2022
    University Of The Pacific
    Stockton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-30
  • S66 Uniform Combined State Law Examination
    2023-06-30
Other Names
  • Jonathan Chen

View on SEC IAPD

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Other Offices

AJAY AGRAWAL · FREMONT, CA
PARAH CAPITAL MANAGEMENT, LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREMONT, CA
J.P. MORGAN SECURITIES LLC · Fremont, CA
CETERA INVESTMENT ADVISERS LLC · FREMONT, CA
WELLS FARGO CLEARING SERVICES, LLC · FREMONT, CA
CITIGROUP GLOBAL MARKETS INC. · FREMONT, CA

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