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Ross Aaronson

J.P. Morgan Securities LLC

New York, NY

CRD 7406859

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-10
TX RA APPROVED 2021-08-21
  • NY RA
    APPROVED
    Since 2024-09-10
  • TX RA
    APPROVED
    Since 2021-08-21

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 07/2021 Present
Jpmorgan Chase Bank, N.A. Houston TX 07/2021 Present
3650 Reit New York NY 05/2018 08/2018
Butler - Cohen Houston TX 05/2016 08/2016
University Of Texas At Austin Austin TX 08/2016 05/2020
Unemployed Houston TX 05/2020 08/2020
Southern Methodist University Dallas TX 08/2020 05/2021
Unemployed Dallas TX 05/2021 07/2021
Social And Loyal Barcelona 05/2019 08/2019
Southern Methodist University Dallas TX 11/2020 05/2021
  • 07/2021 → Present
    Houston, TX
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 05/2018 → 08/2018
    3650 Reit
    New York, NY
  • 05/2016 → 08/2016
    Butler - Cohen
    Houston, TX
  • 08/2016 → 05/2020
    University Of Texas At Austin
    Austin, TX
  • 05/2020 → 08/2020
    Unemployed
    Houston, TX
  • 08/2020 → 05/2021
    Southern Methodist University
    Dallas, TX
  • 05/2021 → 07/2021
    Unemployed
    Dallas, TX
  • 05/2019 → 08/2019
    Social And Loyal
    Barcelona
  • 11/2020 → 05/2021
    Southern Methodist University
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-21
  • S66 Uniform Combined State Law Examination
    2021-08-21
Other Names
  • Ross Alan Aaronson

View on SEC IAPD

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