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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-16 |
Branch Locations
100 St Paul Street, Ste 100, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Denver | CO | 06/2021 | 10/2021 |
| Wells Fargo Bank, Na | Denver | CO | 09/2016 | 10/2021 |
| Target | Grand Junction | CO | 08/2015 | 09/2016 |
| Keybank | Denver | CO | 11/2021 | 12/2023 |
| Key Investment Services | Denver | CO | 04/2022 | 12/2023 |
| Wells Fargo Clearing Services, Llc | Glendale | CO | 01/2024 | 06/2026 |
| Wells Fargo Bank, Na | Glendale | CO | 01/2024 | 06/2026 |
| Pnc Bank | Denver | CO | 07/2026 | Present |
| Pnc Wealth Management | Denver | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-09 |
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