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Inactive

Richard E Shelton

Ae Wealth Management, LLC

Warwick, RI

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-13
  • RI RA
    APPROVED
    Since 2026-08-13

Branch Locations

250F Centerville Rd, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U. S. Bank Robbinsdale MN 01/2022 06/2023
Loan Depot Irvine CA 04/2021 01/2022
Citizens Bank Providence RI 08/2017 04/2021
Liberty Bay Credit Union Braintree MA 02/2016 08/2017
Fidelity Investments Smithfield RI 01/2024 08/2025
Unemployed Cranston RI 06/2023 01/2024
Edward Jones St. Louis MO 09/2025 06/2026
Massey And Associates, Inc Warwick RI 07/2026 Present
Ae Wealth Management, Llc Topeka KS 08/2026 Present
  • 01/2022 → 06/2023
    U. S. Bank
    Robbinsdale, MN
  • 04/2021 → 01/2022
    Loan Depot
    Irvine, CA
  • 08/2017 → 04/2021
    Citizens Bank
    Providence, RI
  • 02/2016 → 08/2017
    Liberty Bay Credit Union
    Braintree, MA
  • 01/2024 → 08/2025
    Fidelity Investments
    Smithfield, RI
  • 06/2023 → 01/2024
    Unemployed
    Cranston, RI
  • 09/2025 → 06/2026
    St. Louis, MO
  • 07/2026 → Present
    Massey And Associates, Inc
    Warwick, RI
  • 08/2026 → Present
    Topeka, KS
Previous Registrations
Other Businesses

Massey and Associates, Inc; Yes, Investment Related; 250F Centerville Rd, Warwick, RI 02886; Insurance Sales; POSITION Financial Services Advisor; Start Date 07/2026; Approx. 20 hours a month; Approx. 3 hours during trading; Insurance Sales and Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
S63 Uniform Securities Agent State Law Examination 2024-06-07
  • S66 Uniform Combined State Law Examination
    2025-10-02
  • S63 Uniform Securities Agent State Law Examination
    2024-06-07
Other Names
  • Richard Edward Shelton
  • Richard Shelton
  • Richard E Shelton

View on SEC IAPD

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