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Felipe Nicolas Bascur

LPl Enterprise, LLC

New York, NY

CRD 7839536

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc New York NY 11/2023 11/2024
Unemployed New York NY 08/2023 11/2023
Resourcing Edge I, Llc New York NY 12/2022 08/2023
Trinet Hr Iv, Llc New York NY 10/2022 11/2022
Time Group Spa Santiago 09/2021 10/2022
Self-Employed Santiago 05/2020 09/2021
Datcapital Spa Santiago 10/2019 05/2020
Unemployed Santiago 04/2019 10/2019
Deposit Solutions Gmbh Hamburg 09/2016 04/2019
Unemployed Santiago 05/2016 09/2016
Student Barcelona 09/2014 05/2016
The Prudential Insurance Company Of America New York NY 04/2024 Present
Lpl Enterprise, Llc New York NY 11/2024 Present
  • 11/2023 → 11/2024
    New York, NY
  • 08/2023 → 11/2023
    Unemployed
    New York, NY
  • 12/2022 → 08/2023
    Resourcing Edge I, Llc
    New York, NY
  • 10/2022 → 11/2022
    Trinet Hr Iv, Llc
    New York, NY
  • 09/2021 → 10/2022
    Time Group Spa
    Santiago
  • 05/2020 → 09/2021
    Self-Employed
    Santiago
  • 10/2019 → 05/2020
    Datcapital Spa
    Santiago
  • 04/2019 → 10/2019
    Unemployed
    Santiago
  • 09/2016 → 04/2019
    Deposit Solutions Gmbh
    Hamburg
  • 05/2016 → 09/2016
    Unemployed
    Santiago
  • 09/2014 → 05/2016
    Student
    Barcelona
  • 04/2024 → Present
    The Prudential Insurance Company Of America
    New York, NY
  • 11/2024 → Present
    New York, NY
Previous Registrations
Other Businesses

1) 10/14/2024 - Grey Wolf Investments SpA - Chilean Holding Company for other investment for tax purposes. Actual address is Balmoral 227, depto 113, Las Condes, RM, Chile - Business Entity for Tax/Investment Purposes Only - Inv Related - At NEW YORK, NY - Start Date 07/05/2018 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2024-03-08
Other Names
  • Felipe Bascur
  • Felipe N Bascur

View on SEC IAPD

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