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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | New York | NY | 11/2023 | 11/2024 |
| Unemployed | New York | NY | 08/2023 | 11/2023 |
| Resourcing Edge I, Llc | New York | NY | 12/2022 | 08/2023 |
| Trinet Hr Iv, Llc | New York | NY | 10/2022 | 11/2022 |
| Time Group Spa | Santiago | 09/2021 | 10/2022 | |
| Self-Employed | Santiago | 05/2020 | 09/2021 | |
| Datcapital Spa | Santiago | 10/2019 | 05/2020 | |
| Unemployed | Santiago | 04/2019 | 10/2019 | |
| Deposit Solutions Gmbh | Hamburg | 09/2016 | 04/2019 | |
| Unemployed | Santiago | 05/2016 | 09/2016 | |
| Student | Barcelona | 09/2014 | 05/2016 | |
| The Prudential Insurance Company Of America | New York | NY | 04/2024 | Present |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
1) 10/14/2024 - Grey Wolf Investments SpA - Chilean Holding Company for other investment for tax purposes. Actual address is Balmoral 227, depto 113, Las Condes, RM, Chile - Business Entity for Tax/Investment Purposes Only - Inv Related - At NEW YORK, NY - Start Date 07/05/2018 - 0hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
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