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132 North First Street, Albemarle, NC 28001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Greensboro | NC | 07/2023 | 09/2024 |
| Uncg | Greensboro | NC | 08/2019 | 05/2023 |
| Town Of Denton | Denton | NC | 06/2019 | 04/2023 |
| South Davidson High School | Denton | NC | 08/2015 | 06/2019 |
| The Prudential Insurance Company Of America | Greensboro | NC | 03/2024 | 09/2024 |
| Uwharrie Investment Advisors | Albemarle | NC | 10/2024 | Present |
| Private Client Services | Albemarle | NC | 11/2024 | Present |
1) Uwharrie Investment Advisors. 132 N First Street, Albemarle, NC 28001. RIA. 160 hrs/mo; 160 during trading hrs. 2) Town of Denton Board of Commissioners. 201 W Salisbury Street, Denton, NC 27239. Board of Commissioners. One of 5 elected members of the board. 8 hrs/mo; 0 during trading hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-16 |
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