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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-11 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
270 Park Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | New York | NY | 07/2023 | Present |
| Jpmorgan Securities Llc | New York | NY | 07/2023 | Present |
| Jpmorgan Chase Bank, Na | Charlotte | NC | 06/2022 | 08/2022 |
| Eddie Bauer | Liberty Township | OH | 12/2019 | 01/2020 |
| Four Bridges Country Club | Liberty Township | OH | 05/2017 | 08/2017 |
| Unemployed | Mason | OH | 07/2013 | 04/2017 |
| Unemployed | Mason | OH | 09/2019 | 11/2019 |
| Unemployed | Mason | OH | 02/2020 | 07/2021 |
| Unemployed | Oxford | OH | 09/2022 | 06/2023 |
| Unemployed | Mason | OH | 09/2017 | 04/2018 |
| Four Bridges Country Club | Liberty Township | OH | 05/2018 | 08/2018 |
| Unemployed | Mason | OH | 09/2018 | 04/2019 |
| Four Bridges Country Club | Liberty Township | OH | 05/2019 | 08/2019 |
| Unemployed | Oxford | OH | 08/2021 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
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