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Catherine Cusson

Sullivan Financial, LLC

Essex, CT

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Current Employers
Sullivan Financial, Llc

15A Main Street, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-12
  • CT RA
    APPROVED
    Since 2026-03-12

Branch Locations

15A Main Street, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Management Company Boston MA 07/2018 04/2025
Manulife Asset Management Boston MA 06/2015 07/2018
Morgan Stanley Madison CT 05/2025 12/2025
Sullivan Financial Advisors Essex CT 02/2026 Present
Sullivan Financial, Llc Essex CT 02/2026 Present
  • 07/2018 → 04/2025
    Wellington Management Company
    Boston, MA
  • 06/2015 → 07/2018
    Manulife Asset Management
    Boston, MA
  • 05/2025 → 12/2025
    Morgan Stanley
    Madison, CT
  • 02/2026 → Present
    Sullivan Financial Advisors
    Essex, CT
  • 02/2026 → Present
    Sullivan Financial, Llc
    Essex, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-24
S63 Uniform Securities Agent State Law Examination 2023-10-13
  • S65 Uniform Investment Adviser Law Examination
    2025-05-24
  • S63 Uniform Securities Agent State Law Examination
    2023-10-13
Other Names
  • Catie Joan Barros
  • Catherine J Barros
  • Catherine Joan Barros

View on SEC IAPD

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ESSEX FINANCIAL SERVICES, INC.
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COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
ALCHEMI WEALTH, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Anthony Joseph Fortuna
James Michael Sullivan
Elizabeth Antoinette Haas
ROBERT M GIRVIN
ANTHONY JOSEPH VOCALINA
Michael R LaRiviere
Lisa B McMinn
Cherish Lyn Genova

Other Offices

ESSEX FINANCIAL SERVICES, INC. · ESSEX, CT
JEFFREY N. MEHLER, CFP LLC · ESSEX, CT
HT PARTNERS LLC · CENTERBROOK, CT
BRAE HEAD, INC. · ESSEX, CT
COMMONWEALTH FINANCIAL NETWORK · Essex, CT
EDWARD JONES · ESSEX, CT
ALCHEMI WEALTH, LLC · ESSEX, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Saybrook, CT

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